The U.S. Securities and Exchange Commission on Friday accused a New York-based investment adviser and his companies of using more than 100 "sales agents" to engage in high-pressure tactics to solicit investments in shares of businesses that had not yet undertaken initial public offerings while charging hidden fees, raising over $74 million from more than 800 investors.
By Sydney Price ( August 14, 2026, 9:13 PM EDT) -- The U.S. Securities and Exchange Commission on Friday accused a New York-based investment adviser and his companies of using more than 100 "sales agents" to engage in high-pressure tactics to solicit investments in shares of businesses that had not yet undertaken initial public offerings while charging hidden fees, raising over $74 million from more than 800 investors....
A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.
A Law360 subscription includes features such as
And more!
Experience Law360 today with a free 7-day trial.
| # | Наименование новости | Тональность | Информативность | Дата публикации |
|---|---|---|---|---|
| 1 | NJ Man Admits To $47M Ponzi Scheme In Jewish Community | 0 | 9.34 | 13-08-2026 |
| 2 | 3 Ways The SEC's Retail Fraud Reboot Raises The Bar | 0 | 10.04 | 13-08-2026 |
| 3 | Selena Gomez and mom accused of defrauding investors | 0 | 8.98 | 15-08-2026 |
| 4 | По делу брокера Mind Money обвинения предъявили клиентам-инвесторам | -2 | 5 | 15-07-2026 |
| 5 | 'Joker' producer indicted in alleged $100 million fraud scheme | 0 | 10.3 | 01-08-2026 |
| 6 | В США россиянина обвинили в мошенничестве с ценными бумагами на $26 млн | 0 | 0 | 14-03-2020 |
| 7 | Desktop Metal Exec Tipped Pals On Merger, SEC Says | 0 | 5 | 17-07-2026 |
| 8 | BlackRock's Mutual Fund Accounting Inflated Fees, Suit Says | -2 | 7 | 13-07-2026 |
| 9 | Власти США обвинили россиянина в мошенничестве с ценными бумагами на $26 млн | 0 | 0 | 13-03-2020 |
| 10 | Film financier Jason Cloth indicted in alleged $100M Ponzi scheme | 0 | 7.51 | 29-07-2026 |