The Financial Industry Regulatory Authority has fined a Vanguard Group broker-dealer $950,000 for sending inaccurate account statements to customers who rely on those statements when filing their taxes.
By Katryna Perera ( September 24, 2026, 9:39 PM EDT) -- The Financial Industry Regulatory Authority has fined a Vanguard Group broker-dealer $950,000 for sending inaccurate account statements to customers who rely on those statements when filing their taxes....
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| # | Наименование новости | Тональность | Информативность | Дата публикации |
|---|---|---|---|---|
| 1 | FINRA Fines Webull Financial $115,000 Over Options Order Mismarking | 0 | 8.99 | 19-08-2026 |
| 2 | Госдума вводит штрафы для финансовых СРО за нарушение закона и требований ЦБ | 0 | 0 | 22-05-2020 |
| 3 | Moody's Germany Fined €2.1M For Misreporting To ESMA | 0 | 7 | 02-07-2026 |
| 4 | Forvis Mazars Fined £577K Over Botched Retailer Audit | 0 | 7 | 02-07-2026 |
| 5 | ФАС оштрафовала Союз мукомольных и крупяных предприятий на 150 тыс. рублей | 0 | 0 | 29-10-2020 |
| 6 | Госдума приняла закон о штрафах для организаций финрынка за непредставление информации | 0 | 0 | 11-11-2021 |
| 7 | FCA Sues Hunter Jones Over Alleged Unauthorized Activity | 0 | 7.71 | 21-09-2026 |
| 8 | Fidelity, Vanguard have a warning for anyone taking RMDs | 0 | 7 | 05-07-2026 |
| 9 | ФАС оштрафовала ВТБ на 600 тыс. рублей за распространение ненадлежащей рекламы | 0 | 0 | 23-08-2019 |
| 10 | FCC Warns Broadcasters To Comply With Renewal Guidelines | 0 | 6.48 | 24-09-2026 |